In this role, you will:
Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework
Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing
Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution
Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment
Collaborate and consult with colleagues, internal partners and management
Required Qualifications, US:
2 years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Required Qualifications, International:
Experience in Independent Testing, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Deep understanding and knowledge of and work experience in securities market (include products such as Equities, Fixed income, Derivatives, Broker-dealer, Swap Dealer, Commodities, securities related regulations in US primary and secondary market.
Proven Ability to work within a team environment as well as individual accountability
Experience working knowledge in large complex organizations
Understanding of US banking regulatory requirements
Education: Any Graduate
Industry: Financial Services/Stockbroking, Banking
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