Kroll Hiring for Senior Associate, Compliance Consulting at Mumbai, Maharashtra, India Full Time

Job Description

:In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity-not just answers-in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.
Our Compliance Consulting provides expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.Responsibilities:As a Senior Associate you will take risks and solve problems. You will display leadership and influence others in our Compliance Consulting business.

• Assisting on compliance monitoring and testing programs
• Performing desk-based reviews on client sites to ensure compliance with regulatory and internal procedures
• Assist in obtaining regulatory license, provide support to act as registered compliance officer and MLRO.
• Assisting on reviewing and drafting policies and procedures to ensure compliance with various regulations and legal requirements
• Writing detailed reports, and participate on client presentations
• Liaising with clients for the engagement(s)
• Assisting the Leadership team in developing proposals, pitch presentations and other Business Development opportunities.
• Identify additional work that could be provided to the client
• Work towards timely delivery of assignments

Requirements:

• Minimum experience of 3 – 5 years of relevant work.
• Knowledge of offshore DFSA and/or FSRA and familiar with SCA, CBUAE and other UAE onshore regulators is ideal. However, experience with FCA, SEC, MAS or other major financial regulators will also be considered.
• Experience on compliance assessment activities within financial institutions
• Solid understanding of compliance risk assessments, monitoring activities and governance assessments
• Exceptional oral and written communication skills.
• Strong analytical skills
• Energetic, self-starter, keen to learn and curious about acquiring new skills and expertise
• Excellent communication skills, pro-active in building relationships both internal and external
• Driven, displays leadership skills, influences others as well as collaborative problem solver;
• Risk tolerant and comfortable in a rapidly changing environment

Nice to have

• Arabic speaker
• Financial certification(s) / Financial Crime Compliance
• Previous experience as a compliance consultant

In order to be considered for a position, you must formally apply viaKroll is committed to equal opportunity and diversity, and recruits people based on merit.#LI-IK1

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