Wells Fargo Hiring for Control Management Specialist at BENGALURU, India Full Time

About this role:

Wells Fargo is seeking an Control Management Specialist…

In this role, you will:

• Ensure timely completion of allocated work with quality and in compliance with relevant business groups

• Identify opportunities for process improvement and risk control development by assessing, managing, and mitigating current and emerging risk exposures associated with activities and operations

• Recommend operational improvements in less complex functions

• Make decisions to resolve business specific risk controls or processes under direction of functional area management

• Leverage interpretation of policies, procedures, and compliance requirements during implementation of multiple complex initiatives with low to moderate risk

• Mentor new hires as applicable

Required Qualifications, International:

• Experience in Risk Management or Financial Services industry, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• 7+ years of experience in Compliance, Operational Risk Management (includes audit, or the management of a process or business with accountability for compliance or operational risk), or a combination of both

Desired Qualifications:

• Work in roles with moderate complexity and risk in accomplishing goals and priorities associated with the functional area.

• Identify and recommend process improvement and risk control development by managing execution of activities for the Change Center of Excellence

• Collaborate with and influence key stakeholders including managers

• Interact directly with relevant business groups

• Ensure commitments are met and aligned with strategic objectives in of the Change COE

• Familiar with Risk and Control Self-Assessment framework

• Experience evaluating the adequacy and effectiveness of policies, procedures, processes, systems and internal controls

• Familiar with various quality assurance techniques

• Ability to influence and consult internally

• Strong risk and control fundamentals

• Strong written and oral communication skills

• Certifications in Risk Management Certification (one or multiple) – ORM, CISA, CISM, ISO 27001 Lead Auditor, COBIT, COSO, Controls Testing will be an added advantage

• VBA Macros, Power Pivot, Power Query, Excel Automations – Advance excel Formulas will be an added advantage

Job Expectations:

• Partner, support and liaise closely with all Stakeholders to implement all key Operational Risk components/programs as applicable to support the Business Engagement Model

• Exhibit strong knowledge on Data Quality reviews and Impact Assessment

• Ensures effective implementation of Change Management process for any changes in the standard operating environment

• Consults to develop corrective action plans and effectively manage change

• Communicate changes in the specific engagement to the relationship manager, senior business managers, executive sponsor, or other stakeholders as appropriate

• Reports findings and drafts recommendations to alert the Business line Management stakeholder on key gaps.

• Perform RCSA and Control Evaluations if needed

• Strong understanding of Risk and Compliance

• Providing guidance and credible challenge for assigned activities

• Involvement in the technical build-out and/or support of databases, query tools, reporting tools, BI tools and dashboards that enable analysis and data visualization

• Accountable for execution of Control programs (RCSA, ICP, Compliance), which includes effectively following, and adhering to and if applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions

• Designing and developing various Governance, Operational reports in partnership with Stakeholders

• Ability to handle huge data and has strategic mindset, ability to interpret and draw conclusion from complex data

@RWF22

Posting End Date:

29 Feb 2024

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Company: WELLS FARGO BANK

Req Number: R-320523

Updated: 2024-02-28 02:38:47.935 UTC

Location: BENGALURU,India